branch’s sale and at Company’s event which held in June and December every year. For 2019, Jubilee 90th Anniversary Thank you Sale and The Legendary of Carat & Celebrating 90 Years Timeless Excellence. Also

information memorandum. In this regard, the Company and the Existing Shareholders shall further determine and prescribe details, conditions and/or terms in order to execute the relevant agreement(s) within

order to execute the relevant agreement(s) within December 2019, such as share sale and purchase agreement with respect to the Sale Shares. In addition, the Company’s board meeting has resolved to propose

5.3 Number of investment consultants (if any): ...... Person(s) 5.4 Back office operation Located at a full branch office Sharing resources with a full branch office Located at

be approved by the SEC Office upon full compliance with the following criteria: (1) the applicant is the issuer of depositary receipts in accordance with the criteria specified in Division 1 of this

limited, or a public company limited incorporated under Thai law; (2) a foreign commercial bank whose branch the SEC Office has approved to operate commercial bank business in Thailand in accordance with

institution. In the case of a foreign commercial bank whose branch office is approved to operate commercial bank business in Thailand under the Financial Institutions Businesses Act, B.E. 2551., such foreign

mutual fund management companies3. Chapter 1 General Rules ___________________ Division 1 Mutual Fund Supervisors ___________________ Clause 8 A mutual fund management company may change a mutual fund

fund manager s; and (4) derivatives advisors. Division 1/1( Specific Regulations on Providing Services of Derivatives Dealer Clause 12/1 An intermediary shall shall arrange a procedure for ensuring that

positions for the clients by other law. Chapter 3 Engagement in Agreements with Clients prior to Providing Services ______________________ Division 1 General Provisions _______________________ Clause 10 In