the category of Private placement between Between 24 – 26 May 17, 2023 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction
Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of
SYNPHAET CO.,LTD Between December 2014 to December 2021, SYNPHAET CO.,LTD offer to sell newly issued securities in the category of Promissory Note (P/N) without approval from the SEC Office which is
: (1) for ABM, between June 7 and 8, 2023, (2) for F&D, on July 21, 2023, (3) for TVDH-W3, between July 25 and August 3, 2023, and (4) for AMR, between August 28 and 29, 2023. These actions were
500,000.00 Baht - a suspension of securities and derivatives trading between 31/10/2024 and 29/06/2026 - a bar from serving as a director or
suspension of securities and derivatives trading between 30/06/2026 and 29/10/2028 - a bar from serving as a director or executive in a securities issuing company between 27/06
500,000.00 Baht - a suspension of securities and derivatives trading between 31/10/2024 and 30/12/2025 - a bar from serving as a director or
suspension of securities and derivatives trading between 31/12/2025 and 30/10/2027 - a bar from serving as a director or executive in a securities issuing company between 28/02