obtained license under the first paragraph shall comply with the conditions as specified in this Notification and shall provide service of precious metal derivatives besides gold derivatives only when the
precious metal derivatives besides gold derivatives only when the SEC Office has conducted a review and acknowledged that such derivatives broker has qualified personnel sufficiently to provide derivatives
from the Issuing Company’s Director and Executive Database. Besides, the SEC Office will de-list my name from the Issuing Company’s Director and Executive Database upon the death or vacating from the
company responsible for management; 2. In case of transaction for private fund, besides as provided in (1) the following person is the related person (a) Company which authorized person in private fund