program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
specified in the notification of Ministry of Finance which is prior to February 12, 2024. However, Satochi submitted a request for approval of major shareholder to the SEC office on March 18, 2024. DAB Act
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
Euroasia Total Logistics Public Company Limited Euroasia Total Logistics Public Company Limited (“ETL”) concealed material facts regarding the payment of dividends prior to the Initial Public
PTG’s Q3/2018 performance which would significantly worsen. Subsequently, during 3 September 2018 to 2 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018
information about TRC’s 2018 performance which would significantly worsen. Subsequently, Prior to TRC’s disclosure of such inside information to the public on 26 February 2019, Miss Ounruen disclosed such
prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee
2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of inquiry by the
payment in September 2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of