facilitate the following matters in Thailand: 5 (a) proceeding the same action as prescribed in Clause 5(4); (b) verifying the details of constitutive document [for ensuring that the scheme has been conformed
) targeted participants; (4) the course content in brief; (5) period for training and accumulated hours; (6) brief profile of lecturer; and (7) procedure for verifying attendance. 5. Evidence on activity
mutual funds’ assets; (c) Systems for verifying and enumerating mutual funds’ assets to ensure accuracy and totality; (d) Systems for making asset inventories that show the details and the amount of mutual
รายงาน ทีเ่มนู Submission Status ในระบบ OFAR เป็น “Validating” หรอื “Error”ส านักงานจะยังถอืวา่ ส านักงานยังไม่ไดรั้บรายงาน หรอืถอืเสมอืนบรษัิททา่นยังไมส่ง่รายงาน ใหส้ านักงาน เรยีน บรษัิทหลกัทรัพยจ์ัดการก
the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information, information gathering in
laundering authorities or the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information
; 2. system for auditing and verifying foreign securities deposited with foreign custodians against the entries in the account prepared by the applicant; 3. system for administering, dealing, and