Contacts will develop their skills and knowledge. The Contacts may participate in either one or more of the following activities namely, (i) attending a training course or seminar organized in-house by a
investment units of the unitholders who attend the meeting and entitled to cast a vote. In this regard, the meeting shall require a quorum of 25 unitholders or half of all the unitholders. The total number of
in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
force may continue to perform their duty, provided that the intermediary shall arrange for such personnel to attend a training course on foreign currency risk organized by an agency recognized by the SEC
date on which this Notification comes into force may continue to perform their duty provided that the intermediary shall arrange for such personnel to attend a training course on foreign currency risk
paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of person qualified to be fund manager shall attend
Business Clause 13 Personnel in the capital market business shall be persons who [i] have ability and work experience and [ii] attend training courses or pass the examination of courses provided by the SEC
Business Clause 13 9 Personnel in the capital market business shall be persons who [i] have ability and work experience, [ii] attend training courses or pass the examination of courses provided by the SEC
net worth investor who is a juristic person and expresses its intention in writing not to participate in the suitability assessment of investment or transaction; (3) a client who wishes to invest in
fourteen days from the end of such calendar year. Clause 7. Persons who have been granted an approval to act as a mutual fund manager shall attend any fundamental knowledge training courses as stipulated in