SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of investment in shares of limited companies, these can be offered for sale to more than 50 investors...
Offeror : (1)ALLIANZ INSURANCE HOLDING COMPANY GMBH(2)CPRN HOLDINGS LTD. | Date of submission of the Statement of Intention : 30/10/2001
Offeror : T.C.C. HOLDING CO., LTD. | Date of submission of the Statement of Intention : 25/03/2002
According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 21/03/2011
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 04/04/2011
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 09/12/2014
Offeror : Siam Commercial Bank Public Company Limited | Date of submission of the Statement of Intention : 16/01/2015
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
suit the market needs and to serve customers better. In addition, this will help reduce personnel training costs for securities companies which regularly organize in-house training. 3. Duration of