Siamese Asset Public Company Limited Siamese Asset Public Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules
BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and
Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub
Thai Digital Asset Exchange Company Limited Between December 19 to 26, 2023, Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, did not keep customers'
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
Mr. Kajonsit Singsansern Mr. Kajonsit Singsansern, chief Executive Officer who is responsible for the operation of Siamese Asset Public Company Limited (“SA”), shall be liable for SA offer for sale
Mr. Sathit Roongwatanapak Mr. Sathit Roongwatanapak filed an inaccurate tender offer report (Form 247-4) of Asset Bright Public Company Limited (ABC) shares on September 30, 2013. The Form 247-4 was
Mr. Pongpiti Ekthienchai Mr. Pongpiti Ekthienchai, the Managing Director of Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, has been responsible for the