with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. Broadgate Mutual Fund Brokerage Securities (Thailand) Co., Ltd. (Broadgate) (current name: Broadgate (Thailand) Co., Ltd.) colluded
adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4
the shareholding proportion of Mr. Khanist that was not current. Accordingly, NEX disclosed information by concealing the facts that should be stated regarding the proportion of NEX's shares held
Contacts Public Company Limited (OTO)(current name: Peer for You Public Company Limited (PEER)) shares with aided and abetted of (18) Mr. Chaiwat Phithakraktham to commit such offense. Consequently, their
Public Company Limited (OTO)(current name: Peer for You Public Company Limited (PEER)) shares with aided and abetted of (18) Mr. Chaiwat Phithakraktham to commit such offense. Consequently, their actions