. Maintenance of status 1. The Contacts being approved on a basis of being an executive of a securities company, mutual fund manager or private fund manager will be granted renewal of the approval if they
. Therefore, the Company must seek approval for the issuance and offering of the newly issued preferred shares from the SEC prior to such offering to BBL. (b) Issue and offer 472,239,839,180 newly issued
approval authorities, and monitoring of customer status continually. For our consumer loan customers whose main products comprise home loans, credit cards and other types of financing, including loans for
underwriters according to the defined approval authorities, and continual monitoring customer status. For retail customers whose main products comprise home loans, credit cards and other types of financing
and services to match customer needs, presenting credit proposal to credit underwriters according to the defined approval authorities, and continual monitoring customer status. 14 For retail customers
years prior to expiration of approval term in cases of investor contacts who have been approved on the basis of such status. --------------------------
relevant laws during the past two calendar years prior to expiration of approval term in cases of investor contacts who have been approved on the basis of such status. --------------------------
(UNOFFICIAL TRANSLATION) (Updated 2017) 2. Background and Details of Applicant Requesting Approval 1. First and last name of the applicant Mr. Ms. Mrs. Others (please specify
Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of