Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
and short- term investment amounting to THB 2,694 million, with total liabilities of THB 3,467 million and total equities of THB 9,682 million. In this regard, the Company’s financial position remains
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
Commission No. SorKhor. 39/2554 Re: Extension for Period of Approval and Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances Whereas the first
amounting to THB 3,338 million, with total liabilities of THB 3,011 million and total equities of THB 9,457 million. In this regard, the company’s financial position remains strong with low debt-to-equity
million which comprised of cash and short- term investment amounting to THB 2,444 million, with total liabilities of THB 3,158 million and total equities of THB 9,338 million. Operating Performance Exhibit
Total assets 237,648 236,495 12,586 12,534 Total liabilities 139,935 137,411 7,411 7,283 Total shareholders’ equities 97,713 99,085 5,175 5,251 Total revenues 142,800 148,112 7,485 7,920 Net Profit (Loss
Mar 17 31 Mar 16 Total assets 237,648 236,495 12,586 12,534 Total liabilities 139,935 137,411 7,411 7,283 Total shareholders’ equities 97,713 99,085 5,175 5,251 Total revenues 142,800 148,112 7,485
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited