. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and the associated fee 7 7. Safeguards
provide bookkeeping or any services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the
Net Profit Your Responsibility* 1. 2. 3. 4. * Signing Partner, Engagement Partner, Engagement Quality Control Reviewer and etc. 4. Registration with an audit oversight authority 4.1 Are you currently a
involved with the audit of an entity whose securities are publicly traded in stock exchange in your jurisdiction as either Signing Partner or Engagement Partner or equivalence? Yes No If yes, please attach
หน้าที่เป็นผู้สอบบัญชีที่ลงลายมือชื่อเพื่อแสดงความเห็นในการสอบบัญชี (signing partner “SP”) หรือผู้สอบบัญชีที่รับผิดชอบงาน (engagement partner “EP”) หรือผู้ควบคุมงานสอบบัญชี หรือผู้สอบทานงานขั้นสุดท้ายก่อน
ในการสอบบัญชี (signing partner “SP”) หรือผู้สอบบัญชี ที่รับผิดชอบงาน (engagement partner “EP”) หรือผู้ควบคุมงานสอบบัญชี หรือผู้สอบทานงานขั้นสุดท้ายก่อนที่ผู้สอบบัญชีจะลงลายมือชื่อเพื่อแสดงความเห็นในการ
date of approval by the general meeting of the shareholders but not later than four months from the end of such financial year, unless otherwise specified by the Office.
Market Supervisory Board under Section 60 of the Securities and Exchange Act (No. 4) B.E. 2551 (2008), at the meeting no. 6/2009 held on 13 May 2009 resolved to grant approval for securities companies to
investment units which are entitled to voting; (2) In cases where the resolution is requested by convening a meeting of unitholders, the resolution shall be passed by at least three-fourths of the total
unitholders’ meeting whereby the units shall be offered for sale to every unitholder equally, and shall not be offered for sale to any unitholder who will cause the fund or the management company to have duties