: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the Qualifying CIS Operator or an

intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and

: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the CIS Operator of the Foreign ETF or an

: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the CIS Operator of the NRI CIS or an

fund, management company shall submit an application for an approval to amend mutual fund management scheme to the Office, or performing to amend private fund agreement, as the case may be, to comply

Company (issued by Hong Kong Covered Management Company) [ ] 6. Master fund’s prospectus and fact sheet/product highlight sheet (required only for an application of a feeder fund) [ ] 7. A fee of THB

: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the Operator of the ARFP Passport Fund or

advertisement. Chapter 3 Rules for Advertising ------------------ Clause 8. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s

investment management; Clause 3. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases

fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as prescribed by the Office. The Office shall finish the consideration of