, mutatis mutandis, unless otherwise specified. For the purpose of complying to the specified rules in Paragraph 1, the Office may prescribe details of applying mutatis mutandis of an offer for sale of

. The company, for example, assigns each individual unit to monitor operation and report to the respective supervisors. Alternatively, the company assigns the internal auditor to monitor operation and

. Alternatively, investors can download registration statement and Prospectus submitted by the Company to the SEC on the SEC’s website Offering Information: Company Name

SEC, prepare and keep account of such advances. The item and amount of asset as indicated in the account under the first and second paragraph are presumed to be correct, unless proven otherwise.

date of approval by the general meeting of the shareholders but not later than four months from the end of such financial year, unless otherwise specified by the Office.

or any equivalent position called otherwise shall not be held by the same person.” Clause 2 This Notification shall come into force from 1 January 2021. Notified this 28th day of February 2020

mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on

holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on securities or capital

purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of

Securities and Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. Unless otherwise specified, the term of “executives” of the company or the subsidiary under Chapter 3/1 of