the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut
Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and
the inquiry official. Mr. Yuttana’s act violated the Derivatives Act B.E. 2546 (2003), Section 16 also. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 19/12/2014
Freedomverse Company Limited. Accordingly, Mr. Tanawat shall also be liable for the penalties as provided for Bitazza’s offence. This case is in the process of inquiry by the inquiry official DAB Act S.94 in
funds in gold futures. They also engaged in solicitation and publicity activities through a Facebook page named Kridtapon Petkeawna. Accordingly, such conduct constitutes operating as a derivatives fund
IBS Intensive Co., Ltd. During 17 November 2021 – 3 May 2022, IBS Intensive Co., Ltd. provided services or held itself out to the public that it would invest funds in digital assets. The company also
to prepare an audit plan that appropriately reflected the relevant risks. The audit procedures were also inadequate. In addition, the reporting of audit results was ineffective. DAB Act S.30
. Chatkaew also disclosed such inside information to Mrs. Kotchakorn Phiboonthammasak, who also sold PTG stocks by using such inside information prior to PTG’s disclosure of such inside information to the
assets with fees. It also solicited and promoted its services to the public via the social media channels of Bitazza in Thai language on May 25, 2023. Certain privileges were granted to customers residing