Facebook page "Asset Allocation" impersonates "MR. D.I.Y. Holding (Thailand) Plc." : Unlicensed securities and derivatives business (Disclosure Date : 05/03/2025)
Facebook page "Asset Allocation" impersonates "MR. D.I.Y. Holding (Thailand) Plc." : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2025)
Exchange Commission) Report of IPO Securities Selling (Form 81-1-IPO) Report/Form (Notification of Securities and Exchange Commission) Report of Shares Allocation for Supporters (Form 81-1-IPO 200
e-service Online Submission See canceled document Securities Underwriter Business >> Reporting of Securities Allocation (Section 81) Type Title Section See Document Status Notified Date Effective
Securities and Derivatives in Foreign Countries of Derivatives Broker under Quota Allocation 20/06/2011 01/07/2011 3. Notification of the Office of the Securities and Exchange Commission 24/2549 08/05
Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) 10. Notification of Capital Market Supervisory Board 5
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
เสี่ยงที่ยอมรับได้และเป้าหมายการลงทุนของลูกค้า (2) การก าหนดแผนจัดสรรการลงทุน (portfolio construction) การจัดสรรและก่าหนดสัดส่วนการลงทุน (“asset allocation”) ที่สอดคล้อง กับผลการประเมินระดับความเสี่ยงที่
Others Licensing / Registered Capital / Fees Business Conduct Protection of Customer Assets (Section 98(3)) Reporting of Securities Allocation (Section 81) Net Liquid Capital Rule (Section 97) Executives