Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of Section 14 and the second paragraph of Section
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment
reference. Notification of the Capital Market Supervisory Board No. Tor Dor. 67/2552 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities _________________ By virtue of Section 16/6 of the
management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund management company, a private
appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
liquid assets deducted by total liabilities; “liquid asset” mean the total sum of the following assets: (1) cash and bank deposit; (2) securities purchased under reverse repurchase agreement with accrued