etc. [M] · Providing an oversee system the operation of officer under the policy strictly [M] · providing an inspection and assessment of the sufficiency of policy and internal control information
management of information technology resources which covers the allocation of resources to ensure sufficiency for business operation and establishment of guidelines to support incidents where the resources are
Clause 5 (4) : The estimation of the company’s registered and paid up capital sufficiency which can prove that such registered and paid up capital comprises of sufficient amount of working capital reserves
and does not possess any prohibited characteristics as follows: (1) having readiness and sufficiency on personnel and operating system to ensure that the operational function of the intermediary shall
qualifications and does not possess prohibited characteristics as follows: (1) having readiness and sufficiency on personnel and operating system to ensure that the operational function of the intermediary shall
operate business efficiently, responsibly and in compliance with applicable laws and regulations, including relevant standards of business operation. In considering appropriateness and sufficiency as
staff sufficiency to ensure work efficiency, including monitoring and supervision of the subsidiaries to prevent exploitation of asset owned by the Company or subsidiaries resulted from misconducts of the
compliance with applicable laws and regulations, including relevant standards of business operation. In considering appropriateness and sufficiency as stipulated under the first paragraph, it shall be taken
sufficiency to ensure work efficiency, including monitoring and supervision of the subsidiaries to prevent exploitation of asset owned by the Company or subsidiaries resulted from misconducts of the Company’s