rating action the matter, application of the credit rating methodology, decision-making activities (e.g., the operation of a rating committee), interaction with the rated entity, obligor, originator
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
(issued by CIS Operator) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand related
used to determine the credit rating. respect to a credit rating action the matter, application of the credit rating methodology, decision-making activities (e.g., the operation of a rating committee
(issued by CIS Operator) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand
to impose sanctions or to order the CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify
facilitate the following matters in Thailand: 5 (a) proceeding the same action as prescribed in Clause 5(4); (b) verifying the details of constitutive document [for ensuring that the scheme has been conformed
infrastructure fund to investor under the following criteria: (1) disclosing in a report or document circulated to unitholders at least once a year; (2) disclosing on management company’s website. In this regard
authorized by the Executive Committee and/or managing director to have the power to take any action in relation to Komchadluek Business and Trademark Acquisition, including the following actions. (a