SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 20/11/2018 - 26/11/2018

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 28/11/2017 - 04/12/2017

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 24/08/2021 - 30/08/2021

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

(before the fifth amendment) Section 241 Civil Action Dated 01/04/2020

civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/09/2020

court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 16/09/2020

filing a lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021