such assets, and for internal control to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for

specified by the intermediary , for instance, requiring the client to deliver additional information or suspension of service for the purpose of preventing or inhibiting the action of market abuses or

market abuses or improper investment or transaction; (8) having information relating to the process for resolution of dispute arising from providing services. Chapter 6 Advertisement and Sale Promotion