Bangkok, March 3, 2015 ? The SEC organized ?1st SEC Working Papers Forum, 2015? where the Faculty of Commerce and Accountancy, Chulalongkorn University presented research papers on ?Impacts of
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms
The SEC Board has approved the principles for amending the regulations concerning ICO portals to allow the outsourcing of all system operations related to ICO portals, including certain due diligence
statements and conditions, having positive attitude towards listed company visit and encouraging the company to be aware of importance of information disclosure. TIA was also advised to set up efficient system
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent
working for the same audit firm. The special audit report must be submitted to the SEC within 30 days as from 24 October 2023, and disclosed through the SET Electronic Listed Company Information Disclosure
Bangkok, 27 October 2016 ? The SEC is seeking public comments on the proposed rules concerning the definitions and qualifications of chief financial officers (CFO) and accountants working for initial
private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System to separate client’s assets from custodian’s assets, safe