certified public accountant No.………………..., working with ………….(name of the audit firm)…………., hereby certify as follows: 1. My immediate family members, including spouse and minor children, and I do not hold any

obtaining an approval from Board of director of the company. In this regard, management company shall report such matter to the Office within five working days from the date of sale of such assets or the

establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent

I, Mr./Mrs./Miss ………………………. ……(applicant’s name), certified public accountant number ………………... working with ……………………………….(name of audit firm’s) an audit firm incorporated in …………………………………...…….. (name

within the same working day the cause of amendment found and must record the reason for each amendment. Clause 14. A securities company shall provide an inspection of the client’s assets under its custody

……................ working for ……..(NAME OF AUDIT FIRM)......, wish to apply for an approval of the SEC Office to be an auditor of businesses under the Securities and Exchange Act B.E. 2535 (1992) and the Trust for

, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction

สำนักงาน โดยขอซักซ้อมความเข้าใจ ดังนี้ 1. การปรับปรุงหลักเกณฑ์การคำนวณเงินกองทุนเพื่อรองรับ TFRS 16 1.1 การคำนวณเงินกองทุนเพื่อรองรับความต่อเนื่องของธุรกิจ (“working capital”) ซึ่งคำนวณจากค่าใช้จ่ายโดยเฉลี่ย

of the following relationships: (a) spousal relationship and parent-minor child relationship; (b) relationship between a juristic person and a shareholder or partner of such juristic person which holds

in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and minor children, of the person with equivalent authority, of other partners or equivalent, of other