acts under the provisions of this Act or other laws. In exercising the power and duty of the Office under the first paragraph, the Office shall have the power to: (1) own, possess, hold any proprietary
structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or exercising rights of such securities to the SEC Office under the following rules; (1) the report for the redemption
Communications with relevant persons (7) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency
such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a professional. Clause 3 In managing
exceeds the specified rate in Clause 26 no longer than one year from the date of receipt; (b) during the period of one year from the date of receipt, the underwriter shall be restricted from exercising its
shareholders due to the mutual fund or NVDR issuers not exercising the voting right at the shareholders’ meeting. 1.5 Issuance of other securities 1.5.1 In the case where the Company issued convertible
that may affect the opinions, shall notify the interest and shall not participate in the considered case. Clause 38 In order to ensure that the exercising discretion of the SEC Office under this Chapter
to ensure that the exercising discretion of the SEC Office under this Chapter is transparency and due process, prior to notifying suspension or revocation order or period for removing a person from the
Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...
network administrator และ computer administrator ทั้งนี้ สำนักงานได้เคยระบุคำตอบไว้ใน FAQ แล้ว 49 มีการควบคุมการเชื่อมต่อกับระบบเครือข่ายสาธารณะ (public network) และระบบเครือข่ายไร้สาย (wireless network