descending order by the probability of occurrence of the risks and significance of their effects; (9) information about administration and management of the mutual fund; (10) warnings about the mutual fund; 1
shall come into force from 16 January 2016. Clause 2 The following notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 3/2556 Re
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
warnings and recommendation for investment in investment units section that the investors can examine the guidelines for the exercise of voting rights as well as the implementation of the exercise of voting
[day/month/year] 2 Sequence of debt repayment in the case of the bankruptcy or the dissolution of the issuer. Characteristics and Conditions on Returns (principal/interest) Important Warnings Special
person: Email: Warnings: An investor considering the purchase of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If
_____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Warnings: An investor considering the purchase
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
in Notifications concerning Securities Offering. Clause 3 This Notification shall apply to the offering of newly issued units of an infrastructure trust which is a trust with an objective is to invest