Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
22nd Anniversary. Mrs. Chanunporn Phisitvanich, PDMO Deputy Director-General, gave a warm welcome to the SEC’s representatives on this special occasion. The event took place on 9 October 2024, at the
a warm welcome to her on this special occasion. The Cabinet passed the resolution for her appointment as the 8th SEC Secretary-General on 18 September 2023.
50th Anniversary. On this special occasion, the SEC also made a donation to Siriraj Foundation for helping poor patients at Siriraj Hospital. Mr. Seaksan Sooksang, LED Director-General, gave a warm
Development Bank Thailand (SME D Bank) on its 23rd Anniversary. Mr. Jessada Chor Charoenying, Deputy Managing Director of SME D Bank, along with SME D Bank executives, gave a warm welcome to the SEC