whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
their duties as a trustworthy professional [i] with due care and loyalty for the best interest of the unitholders as a whole, and [ii] in accordance with the trust instrument, relevant laws and commitment
. No. 4 – Revision has been made to remove restrictions and minimize service users’ burden for proof of identity and identity verification. (Previously, service users had to be present in order to submit
relevant information to the trust manager for the trust manager’s use of such in the examination or verification of the correctness of the income contractually entitled to the trust. Clause 29 If the
points of the criteria can be summarized as follows: Banks are allowed to conduct customer identity verification either in-person or remotely via the National Digital ID Platform (NDID). To verify
with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and
integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and
due to the Company operated office rental in ABC World for the whole year of 2017 while had started to operate the building for only 6 months in 2016. However, the cost of rental and rendering services
Securities and Exchange Commission concerning Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme. Clause 6 In providing service of selling, repurchasing and redeeming