เอกสารรับฟังความคิดเห็น รายการเอกสารแนบ 1. เอกสารแนบ 1 2. เอกสารแนบ 2 3. เอกสารแนบ 3 4. เอกสารแนบ 4 5. เอกสารแนบ 5 http://www.sec.or.th/TH/Documents/hearing/hearingpaper_39_2560_S1.pdf http
/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
Securities and Exchange Commission concerning Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme. Clause 6 In providing service of selling, repurchasing and redeeming
/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf https://www.youtube.com/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission
identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1
its client’s assets; (b) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c
Tender Offer Preparers of the Business, would like to submit the Tender Offer for Securities of the Business (Form 247-4) along with supporting documents to the SEC, the Stock Exchange of Thailand, and the