, for the purpose of listing my name onto the Issuing Company’s Director and Executive Database of the company, to inspect my personal information relevant to consideration of the SEC Office and to
หนา้จอ Submit ใหค้ลิก Verify เพื่อใหร้ะบบตรวจสอบขอ้มูลก่อนส่ง (Simple Validation) 2.9. ถา้ไม่พบขอ้ผดิพลาดในขั้นตอน Simple Validation ระบบจะแสดงขอ้ความ ‚Your selected report on ….. passed validation
Issuing Company’s Director and Executive Database of the company. In addition, I here by give my permission to the SEC Office to inspect my personal information relevant to consideration of the SEC Office
and maintain the audit quality control system to comply with the standards mentioned in 1. Additionally, the audit firm consents for inspectors of the SEC Office to inspect the audit quality when
Verify เพื่อให้ระบบตรวจสอบขอ้มูลก่อนส่ง (Simple Validation) ถำ้ไม่พบขอ้ผดิพลำดในขั้นตอน Simple Validation ระบบจะแสดงขอ้ควำม “Your selected report on ….. passed validation, please press submit to continue
appropriateness of the scenario, parameter and assumption used in the stress test on a quarterly basis or upon significant change to the market condition and conduct a full validation of such model at least once a
inspection of information technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In
ตรวจสอบข้อมูลก่อนส่ง (Simple Validation) 2.11 ถ้ำไม่พบข้อผิดพลำดในขั้นตอน Simple Validation ระบบจะแสดงข้อควำม “Your selected report on ….. passed validation, please press submit to continue” ให้คลิกปุ่ม
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings