, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

United Trading Group Limited During 2017, United Trading Group Limited aided and abetted former directors and directors of Polaris Capital Public Company Limited (“POLAR”): (1) Mr. Asa Ninnad, (2

United Overseas Bank (Thai) Public Company Limited United Overseas Bank (Thai) Public Company Limited ("UOB"), failed to prepare and submit the report on the sale results of structured

the relevant notification. In this regard, Gulf Binance submitted 46 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23, 2024 to April

relevant notification. In this regard, ORBIX TRADE submitted a report of the results of monitoring and inspecting trading conditions (Daily Report) of November 23, 2024 to the SEC office later than the

procedures stipulated in the relevant notification. In this regard, Z.COMEX submitted 41 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23

relevant notification. In this regard, INVX submitted 42 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23, 2024 to March 29, 2025 to the

procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed

Mr. Porntep Thawornwisuthikul From May 10 to July 31, 2007, Mr. Porntep Thawornwisuthikul, a former executive of United Securities Plc., colluded with Ms. Angkakarn Tantiviroon, an executive of Rich

Ms. Arada Lertpinyopap From May 10 to July 31, 2007, Ms. Arada Lertpinyopap, a former executive of United Securities Plc., colluded with Ms. Angkakarn Tantiviroon, an executive of Rich Asia Steel Plc