assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 09/08/2004

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 22/05/2006

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 13/05/2009

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 25/05/2009

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 07/09/2010

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 17/09/2010

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 23/09/2010

Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 29/08/2011

Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 16/09/2011