United Trading Group Limited During 2017, United Trading Group Limited aided and abetted former directors and directors of Polaris Capital Public Company Limited (“POLAR”): (1) Mr. Asa Ninnad, (2

United Overseas Bank (Thai) Public Company Limited United Overseas Bank (Thai) Public Company Limited ("UOB"), failed to prepare and submit the report on the sale results of structured

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1

Mr. Porntep Thawornwisuthikul From May 10 to July 31, 2007, Mr. Porntep Thawornwisuthikul, a former executive of United Securities Plc., colluded with Ms. Angkakarn Tantiviroon, an executive of Rich

Ms. Arada Lertpinyopap From May 10 to July 31, 2007, Ms. Arada Lertpinyopap, a former executive of United Securities Plc., colluded with Ms. Angkakarn Tantiviroon, an executive of Rich Asia Steel Plc

the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry

before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the

the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry

year 2021 that were falsified and disclosed investments in LEONI Kabel GmbH and LEONIsche Holding Inc, which were not completed due to a failure to meet preconditions. This case is under consideration by