or right of a person arising from derivatives trading. “close out a derivatives position” means to discharge an obligation or terminate rights under derivatives an equal and opposite trade which

the over-the-counter center is incorrect. If the cause of error resulting in the incorrect unit value under paragraph one hereof consequently affects the following calculation of the unit value, e.g

apply to electricity generating business. (4) having units of the fund with an equal par value. In case of unit classification, the rules prescribed under Clause 11 shall apply; (5)6 having the policy to

notification of the SEC. "debenture" means any debit instrument of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender

percent of the trading value of such securities, excluding investment units . The trading value under Paragraph 1 shall include the securities trading for the clients’ accounts and the proprietary account

under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the management company shall be allowed

, only fifty perent of the value of such assets may be included in the calculation for maintentance of capital. Clause 5 The liquid assets under Paragraph 1(3) (4) and (5) of Clause 4 shall have the

to deposit property as initial margins in the amount not less than the rate or value prescribed by the derivatives exchange or the value calculated under the method of margins calculation prescribed by

value or suitability of trading or investing in securities; (4) “Category B Investor Contact” means any investor contact who is not authorized to analyze value or suitability of trading or investing in

with the following criteria: (a) the fee rate shall be 0.001 percent of the net asset value under management in each calendar year, calculated from the average of the total net asset value under