for the operation under a regulatory sandbox in the same manner as a derivatives exchange shall arrange an efficient and fair trading system which shall additionally cover at least the following matters
Exchange Clause 2 A derivatives trading system on derivatives exchanges is a fundamental system which has connection to the clearing and settlement system of derivatives clearing houses and other relevant
investors or the overall capital market. Clause 4 The procedure for operation and the internal control system of the securities trading center under Clause 2(4) (c) shall be in compliance with the following
------------------------------------------------------ กรณีท่ีเป็นระบบสารสนเทศเพ่ือการซ้ือขายหลกัทรัพย ์ (trading system) ให้เพ่ิมรายละเอียดช่ือยอ่หลกัทรัพย ์ (securities symbol) / หมายเลขบริษทัสมาชิก (broker No. 4 หลกั : xxxx) / เลขท่ีค าสั่งซ้ือขาย หล
maintaining the integrity of the capital market and the derivatives trading system as a whole. Clause 3 In setting the organizational structure, operating system and operational control under Clause 2, the
company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm to the customer’s information or customer’s
characteristics that is likely to cause damages to investor or client, the derivatives trading system or the overall capital market: (a) seriously lack of business codes of conduct; (b) lack of sufficient
funds, it shall consider a process in settlement or delivery which may affect to an overall market system. For a failure of computer systems used for trading securities by companies which are members of
of Sales Proceeds The company will receive the payment in cash for the disposal via the Big Lot trading system via the Stock Exchange of Thailand. The company will use 20% of sales proceeds to expand