ONE ASSET MANAGEMENT LIMITED|Sector Fund | Offering Date : 16/02/2017 - 24/02/2017
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 09/09/2013 - 13/09/2013
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| | Offering Date : 04/03/2021 - 15/03/2021
BBL ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/07/2019 - 05/08/2019
Common share | Initial Public Offering | Offering Date - 00/00/0000 - 00/00/0000
Common share | Initial Public Offering | Offering Date - 00/00/0000 - 00/00/0000
Common share | Initial Public Offering | Offering Date - 00/00/0000 - 00/00/0000