warrants of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading accounts of four persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking

Limited (“GLOBAL”) through the securities trading accounts of two persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public

Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to

”) through his securities trading account and clearing such transactions for Mr. Surasak’s benefits in such a way that taking advantage of others by using non-public information material to GLOBAL share price

material to gain unfair benefits over other persons by virtue of his position as a Chairman of TIES. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 10/2016

Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of

finance director, in seeking improper benefits from the rental and buy-back of advertising billboards. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.281/2

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section

trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening Section 343 and 83 of the