, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
September 2022 First trading date 25 September 2018 The second quarter of 2018/19 (ended 30 September 2018) 4 VGi GLOBAL MEDIA PLC MANAGEMENT DISCUSSION & ANALYSIS 2Q 2018/19 7 NOV 2018 2Q 2018/19 SNAPSHOT
-CDM (Cash Deposit Machines) 2,615 2,598 K-PUM (Passbook Update Machines) 1,131 1,118 Note: 1) Excluding 10 branches, classified as other branch platforms per the Bank of Thailand’s conditions 2
platforms. The Company expects to increase the variety of our O2O Solutions products and services going forward. AUG 2018 VGI’s warrant number 1 (“VGI-W1”) has already expired on 1 August 2018. The Company
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Derivative Warrants | SCC19C2003B | DERIVATIVE CALL WARRANTS ON THE SIAM CEMENT PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2020 # B | Stock in
Derivative Warrants | SCB19C2003A | DERIVATIVE CALL WARRANTS ON THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2020 # A
Derivative Warrants | HMPR41C2003A | DERIVATIVE CALL WARRANTS ON HOME PRODUCT CENTER PUBLIC COMPANY LIMITED ISSUED BY JPMORGAN SECURITIES (THAILAND) LIMITED LAST TRADING IN MARCH 2020 # A | Stock in