depository service providers and keep them http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 02/07/2021 ") has provided platform services for trading or
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th
possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an
. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce
Committee Order No. 23/2022 Dated 21/12/2022 procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using