Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for
trading account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or
Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account
instruments linked to the underlying securities only. 2. Following extension of trading hours for precious metal derivatives on Thailand Futures Exchange Plc., starting from 19.30-22.30 hrs. (night session
- November 24, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The
) during October 1 - 31, 2007, and S.E.C Auto Sales and Services PLC (SECC) during September 12 - November 24, 2008 in concealment and on a continual basis through other persons' trading accounts
, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The public
conjunction with Section 278 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”), in the case where ETL concealed material facts regarding the interim dividend payment in September
300 in conjunction with Section 278 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”), in the case where ETL concealed material facts regarding the interim dividend