Offeror : THANACHART CAPITAL PUBLIC COMPANY LIMITED | Date of submission of the Statement of Intention : 15/10/2007

than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a

's profit. 12/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht

imposed a civil monetary penalty of 500,000 baht on the company. Prasit, who commanded or acted in such a way that resulted in the aforesaid violation by Mandawee Tour, contravened Section 300 in

This is in reference to the news reports that the Singapore Police Force (SPF) and the Monetary Authority of Singapore (MAS) conducted an operation against Capital Asia Investment (CAI), resulting

; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan

;    - a civil monetary penalty of 500,000.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 29/05/2020

;    - a compensation of the benefit received from committing the offense in an amount of 7,043,960.00 Baht     - a civil monetary penalty of 8,100,554.00

4,473,882.50 Baht     - a civil monetary penalty of 3,579,106.00 Baht     - a bar from serving as a director or executive in a securities issuing company

Committee as follows :     - a civil monetary penalty of 500,000.00 Baht     - a bar from serving as a director or executive in a securities issuing