) -5- Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s verification and examination. CHAPTER III

(effective on 16 April 2016). 9 17 (5) for the management of the REIT: (a) there shall be no reasonable suspicion that the mechanism for managing the REIT is unable to protect the rights of the unitholders or

have subscribed for those structured notes. Clause 10/11 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke the

points of the criteria can be summarized as follows:  Banks are allowed to conduct customer identity verification either in-person or remotely via the National Digital ID Platform (NDID).  To verify

Verification Service – FVS) ของกรมการปกครอง (ปัจจุบันให้บริการเฉพาะหน่วยงานรัฐและผู ้พิสูจน์และ ยืนยันตัวตน (IdP)) 2 ข ้อเสนอแนะมาตรฐานด้านการพิส ูจน์และย ืนย ันต ัวตนทางด ิจ ิท ัล ของสำน ักงานพัฒนาธ ุรกรรมทางอิ

the manner that is distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate

distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to-date. Also, the

พิสูจน์ตัวตน (Identity proofing) 1.2 การยืนยันตัวตน (Authentication) 1.3 การทำความรู้จักลูกค้าในเชิงลึก (Client Due Diligence) 1.4 การทบทวนข้อมูลลูกค้า (Ongoing / Enhanced KYC) 2. ระบบงานที่เกี่ยวข้องกับ

supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first

of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2