perform duty as director, manager or person with power of management or advisor of another securities company, which is in support of financial conglomerate of securities businesses, bringing about
needed for making investment decisions to clients, as well as arranging clients’ information in support of the management company ’s consideration of the application thereof, and providing consultation to
password in accordance with the Office’s guideline for the Clause that the system capable to support. Thai Military Securities Public Company Limited The Office consider that the efficient imposition a
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
Thailand, or a limited company or a public limited company established by the Stock Exchange of Thailand which holds its shares not less than seventy-five percent of the total issued shares; (4) support
support rating ที่เทียบเคียงกัน แทนก็ได้ (2.2) ปรับลด company limit สำหรับการลงทุนในสถาบันการเงินสำหรับ กรณีกองทุนรวมคุ้มครองเงินต้น จากเดิมไม่เกินร้อยละ 30 เป็นไม่เกิน ร้อยละ 20 ของ NAV โดยต้อง พิจารณาจาก
company shall perform as follows: (1) Provide an effective operating system to support the operation in accordance with the standard of the Association concerning with the supervision in securities trade of
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
mutual reliance and support as well as strategic positioning of the Company or the group of companies in relation to the business group of the major shareholder. If the business structure of the Company or