registered as a qualified fund supervisor seeks to renew its registration, such person shall submit an application as per form 121-1, as attached to this Notification, together with related documents to the
/2544 Re: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
which this Notification comes into force. (2) In case of holding derivatives position, the derivatives broker may continue the holding for the remaining period and shall not extend or renew such contract
) Enter into a new custodian agreement; (2) Renew the existing custodian agreement; (3) Other acts specified by Notification of the Office. Clause 11. The custodian granted with an approval under this
renew an approval to be listed in the register of person qualified to be property fund manager. In case where the person obtained approval for renewal to be listed in the register of person qualified to
to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal application referred in the second
appropriated within specified period. If such person fails to comply or proceed as required, the Office shall deem that such person does not intend to renew an approval to be listed in the register of person
proportion of shareholding (rights offering); 5. holder of debentures or bill of issuing company for redemption of outstanding debentures or bills (renew); 6. any other person that securities offeror is able
(rights offering) 5. ผู้ถือหุ้นกู้ของบริษัทที่ออกหลักทรัพย์ซึ่งเป็นหุ้นกู้ที่ออกใหม่เพื่อไถ่ถอน หุ้นกู้เดิม (renew) 6. บุคคลอื่นใดที่ผู้เสนอขายหลักทรัพย์แสดงต่อสำนักงานได้ว่าบุคคล ดังกล่าวสามารถเข้าถึงและ