Bangkok, December 23, 2013 - The SEC suspended three financial advisor supervisors, namely {A}, then an employee of {X1} Co., Ltd., {B} of {X1} Co, Ltd., and {C} of {X2} Plc. The suspension resulted
COMPANY LIMITED Disclosure Business News ( 8 record(s) found) Date Time Heading Link 11/11/2020 18:18 Notification of the connected transaction-renew from connected person 10/08/2020 18:30 Notification of
registered as a qualified fund supervisor seeks to renew its registration, such person shall submit an application as per form 121-1, as attached to this Notification, together with related documents to the
person registered as a qualified fund supervisor seeks to renew its registration, such person shall submit an application as per form 121-1, as attached to this Notification, together with related
Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qualifications of the cross-border funds, management companies and fund supervisors, local representatives
Regarding Renew land rental agreement - PJC (Revise) 04/02/2020 08:18 Disclosure of Connected Transaction Information Regarding Renew land rental agreement - PJC 04/02/2020 08:17 Disclosure of Connected
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
/2544 Re: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby
: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the