-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
Tong Hua Media Lab Company Limited On 10 November 2022, Tong Hua Media Lab Company Limited colluded with 17 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the
Tong Hua Media Lab Company Limited During 18 July 2022 - 10 November 2022, Tong Hua Media Lab Company Limited colluded with 31 offenders, to manipulate the stock price of More Return Public Company
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
Mr. Piyamat Notee Mr. Piyamat Notee engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented himself as offering such
Miss Natcha Rungkassattra Miss Natcha Rungkassattra engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself
Miss Taksaporn Kajornpap Miss Taksaporn Kajornpap engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself as
(expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels. It is a practice that does not comply with the rules announced by The Office of the
units, Ads with data about numbers that represent an estimated return on investment (expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels
Miss Sarida Jitaueafuea Miss Sarida Jitaueafuea and Mr. Mongkol Chantarach jointly engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media