Siamese Asset Public Company Limited Siamese Asset Public Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office
Mr. Kajonsit Singsansern Mr. Kajonsit Singsansern, chief Executive Officer who is responsible for the operation of Siamese Asset Public Company Limited (“SA”), shall be liable for SA offer for sale
-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
, financial relationships and securities trading activities, colluded to manipulate the price and/or trading volumes of Siamese Asset Public Company Limited (SA) shares. Consequently, their actions misled the
relationships and securities trading activities, colluded to manipulate the price and/or trading volumes of Siamese Asset Public Company Limited (SA) shares. Consequently, their actions misled the public and
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the