างประกาศฯ เพื่อใหครอบคลุมประเด็นดังกลาวและไมเปน อุปสรรคกับบริษัทที่ยื่นคําขออนุญาต 3.2 การเขาอบรมหลักสูตร orientation และอบรมเพื่อพัฒนาความรูทางดานบัญช ี ประเด็นที่เสนอ ผูแสดงความคิดเห็นมีความ
and adjustment of unsecured personal loan providers after measures for controlling credit card and personal loan under supervision of the Bank of Thailand came into force September 1, 2017. Focus should
take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
for Operational Supervision of Securities Underwriting dated 25 October 2006; (3) The second paragraph of Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re
: Rules, Conditions and Procedures for Operational Supervision of Securities Underwriting dated 25 October 2006; (3) The second paragraph of Clause 2 of the Notification of the Securities and Exchange
daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the
the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year. Criteria for Supervision of Financial Conglomerates The Bank
management procedures to support business operations via each service channel in compliance with the new regulation. 6 Financial Institutions’ IT Risk Supervision The Bank of Thailand (BOT) issued