-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
accounts: Miss Uraiwan’s 6 securities accounts of Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus
accounts at Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus Securities Public Company Limited and
stock price of (1) Nation Multimedia Group Public Company Limited (NMG) during 30 January - 2 February 2017 and 21 - 24 February 2017 , (2) Electronics Industry Public Company Limited (EIC) during 14 - 15
price of (1) Nation Multimedia Group Public Company Limited (NMG) during 30 January - 2 February 2017 and 21 - 24 February 2017 , (2) Electronics Industry Public Company Limited (EIC) during 14 - 15 March
) Miss Kannida Tangkittrongcharoen (5) Mr. Pakkawan Wongopasi (6) Mr. Koravit Asawakul, and (7) Miss Kanchanarath Wongphan (as the case may be), colluded to manipulate the stock price of Nation