-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

Construction PLC (FOCUS), Inter Far East Engineering PLC (IFEC), and The Royal Ceramic Industry PLC (RCI) - in concealment through trading accounts of eight persons and on a continual basis to mislead and lure

The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court

Mr. Roongroj Saengsastra Mr. Roongroj Saengsastra , while being Chief Executive Officer and Director of Royal Ceramic Industry Public Company Limited (RCI) and Chief Executive Officer and Chairman

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

Mr. Viboon Wadcharasurang Mr. Viboon Wadcharasurang, while being chairman of Royal Ceramic Industry Public Company Limited (RCI), knew or possessed inside information about DCC making a tender

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the