Microsoft Word - เอกสาร hearing holding co _mar 2012_ _2_ เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการอนุญาตใหเสนอขายหุนท่ีออกใหม กรณีผูขออนญุาตเปนบริษทัมหาชนจํากดั ท่ีประกอบธุรกิจหลักโดย
: Certification of Information Attachment details of director, executive, deputy manager, assistant manager, director of department, and persons holding equivalent position called by other names who responsible for
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
subsidiaries or associated companies, they may be presented in business groups); (3) In case of a holding company, the size of the company operating the core business and that of others shall be specified in
be resumed within reasonable time; (2) a business continuity plan that corresponds with the policy set out under (1), with approval of a manager or any person holding an equivalent position regardless
not have any of the following prohibited characteristics: (1) is or was an executive director, executive, staff member, employee, or advisor, or is holding or held any other equivalent position, of the
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
depository shall not have any of the following characteristics: (1) is or was an executive director, executive, staff member, employee, or advisor, or is holding or held any other equivalent position, of the
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
ความคิดเห็น: การปรับปรุงขอกําหนดสําหรับ Holding Company 1 สวนที่ 1: บทนํา ดวยสํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (สํานักงาน ก.ล.ต.) อยู ระหวางพิจารณาปรับปรุงหลักเกณฑเกี่ยวกับการออก